VI. CONSIDERATION BY COMMITTEE
One of the first actions taken by a committee is the transmittal
of copies of the bill to the relevant departments and agencies. Frequently,
the bill is also submitted to the General Accounting Office with a
request for an official report of views on the necessity or desirability
of enacting the bill into law. Normally, ample time is given
for the submission of the reports and they are accorded serious consideration.
These reports are not binding on the committee in determining whether
or not to act favorably on the bill. Reports of the departments and
agencies in the executive branch are submitted first to the Office
of Management and Budget to determine whether they are consistent
with the program of the President. Many committees adopt rules requiring
referral of measures to the appropriate subcommittee unless the full
committee votes to retain the measure at the full committee.
COMMITTEE MEETINGS
Standing committees are required to have regular meeting days at
least once a month. The chairman of the committee may also call and
convene additional meetings. Three or more members of a standing committee
may file with the committee a written request that the chairman call
a special meeting. The request must specify the measure or matter
to be considered. If the chairman fails to call the requested special
meeting within three calendar days after the filing of the request,
to be held within seven calendar days after the filing of the request,
a majority of the members of the committee may call the special meeting
by filing with the committee written notice specifying the time and
date of the meeting and the measure or matter to be considered.
In the Senate, the Chair may still control the agenda of the special
meeting through the power of recognition. Committee meetings
may be held for various purposes including the "markup" of legislation,
authorizing subpoenas, or internal budget and personnel matters.
All meetings for the transaction of business of standing committees
or subcommittees, except the Committee on Standards of Official Conduct,
must be open to the public, except when the committee or subcommittee,
in open session with a majority present, determines by record vote
that all or part of the remainder of the meeting on that day shall
be closed to the public. This requirement does not apply to any meeting
that relates solely to internal budget or personnel matters. Members
of the committee may authorize congressional staff and departmental
representatives to be present at any meeting that has been closed
to the public. Open committee meetings may be covered by the media.
Permission to cover hearings and meetings is granted under detailed
conditions as provided in the rules of the House.
The rules of the House provide that House committees may not meet
during a joint session of the House and Senate or during a recess
when a joint meeting of the House and Senate is in progress.
Committees may meet at other times during an adjournment or recess
up to the expiration of the constitutional term.
PUBLIC HEARINGS
If the bill is of sufficient importance, the committee may set a
date for public hearings. Each committee, except for the Committee
on Rules, is required to make public announcement of the date, place,
and subject matter of any hearing to be conducted by the committee
on any measure or matter at least one week before the commencement
of that hearing, unless the committee chairman with the concurrence
of the ranking minority member or the committee by majority vote determines
that there is good cause to begin the hearing at an earlier date.
If the committee makes that determination, it must make a public announcement
to that effect at the earliest possible date. Public announcements
are published in the Daily Digest portion of the Congressional Record
as soon as possible after the announcement is made by the committee
and are often noted by the media. Personal notice of the hearing,
usually in the form of a letter, is sometimes sent to relevant individuals,
organizations, and government departments and agencies.
Each hearing by a committee and subcommittee, except the Committee
on Standards of Official Conduct, is required to be open to the public
except when the committee or subcommittee, in open session and with
a majority present, determines by record vote that all or part of
the remainder of the hearing on that day shall be closed to the public
because disclosure of testimony, evidence, or other matters to be
considered would endanger the national security, would compromise
sensitive law enforcement information, or would violate a law or a
rule of the House. The committee or subcommittee by the same procedure
may vote to close one subsequent day of hearing, except that the Committees
on Appropriations, Armed Services, and the Permanent Select Committee
on Intelligence, and subcommittees thereof, may vote to close up to
five additional consecutive days of hearings. When a quorum for taking
testimony is present, a majority of the members present may close
a hearing to discuss whether the evidence or testimony to be received
would endanger national security or would tend to defame, degrade,
or incriminate any person. Open committee hearings may be covered
by the media. Permission to cover hearings and meetings is granted
under detailed conditions as provided in the rules of the House.
Hearings on the budget are required to be held by the Committee
on Appropriations in open session within 30 days after its transmittal
to Congress, except when the committee, in open session and with a
quorum present, determines by record vote that the testimony to be
taken at that hearing on that day may be related to a matter of national
security. The committee may by the same procedure close one subsequent
day of hearing.
On the day set for the public hearing in a committee or subcommittee,
an official reporter is present to record the testimony on the bill
or relevant subject matter. After a brief introductory statement by
the chairman and often by the ranking minority member or other committee
member, the first witness is called. Members or Senators who wish
to be heard sometimes testify first out of courtesy and due to the
limitations on their time. Cabinet officers and high-ranking civil
and military officials of the government, as well as interested private
individuals, testify either voluntarily or by subpoena voted on by
the committee or subcommittee.
So far as practicable, committees require that witnesses who appear
before it file a written statement of their proposed testimony in
advance of their appearance and limit their oral presentations to
a brief summary of their arguments. In the case of a witness appearing
in a nongovernmental capacity, a written statement of proposed testimony
shall include a curriculum vitae and a disclosure of certain federal
grants and contracts.
Minority party members of the committee are entitled to call witnesses
of their own to testify on a measure during at least one day of the
hearing.
All committee rules in the House must provide that each member shall
have only five minutes in the interrogation of each witness until
each member of the committee who desires to question a witness has
had an opportunity to do so. In addition, a committee may adopt a
rule or motion to permit majority and minority party members to question
a witness for a specified period not longer than one hour. Committee
staff may also be permitted to question a witness for a specified
period not longer than one hour.
A transcript of the testimony taken at a public hearing is made available
for inspection in the office of the clerk of the committee. Frequently,
the complete transcript is printed and distributed widely by the committee.
MARKUP
After hearings are completed, the subcommittee usually will consider
the bill in a session that is popularly known as the "markup" session.
The views of both sides are studied in detail and at the conclusion
of deliberation a vote is taken to determine the action of the subcommittee.
It may decide to report the bill favorably to the full committee,
with or without amendment, or unfavorably, or without recommendation.
The subcommittee may also suggest that the committee "table" it or
postpone action indefinitely. Each member of the subcommittee, regardless
of party affiliation, has one vote. Proxy voting is no longer permitted
in House committees.
FINAL COMMITTEE ACTION
At full committee meetings, reports on bills may be made by subcommittees.
Bills are read for amendment in committees and subcommittees by section
and members may offer germane amendments. Committee amendments are
only proposals to change the bill as introduced and are subject to
acceptance or rejection by the House itself. A vote of committee members
is taken to determine whether the full committee will report favorably
or table the bill. If the committee votes to report the bill favorably
to the House, it may report the bill with or without amendments or
report a "clean bill". If the committee has approved extensive amendments,
the committee may decide to report the original bill with one "amendment
in the nature of a substitute" consisting of all the amendments previously
adopted, or may report a new bill incorporating those amendments,
commonly known as a clean bill. The new bill is introduced (usually
by the chairman of the committee), and, after referral back to the
committee, is reported favorably to the House by the committee.
A committee may table a bill or not take action on it and thereby
prevent further action on a bill, making adverse reports to the House
by the full committee unusual. On rare occasions, a committee may
report a bill without recommendation or unfavorably.
Generally, a majority of the committee or subcommittee constitutes
a quorum. A quorum is the number of members who must be present in
order for the committee to report. This ensures participation by both
sides in the action taken. However, a committee may vary the number
of members necessary for a quorum for certain actions. For example,
a committee may fix the number of its members, but not less than two,
necessary for a quorum for taking testimony and receiving evidence.
Except for the Committees on Appropriations, on the Budget, and on
Ways and Means, a committee may fix the number of its members, but
not less than one-third, necessary for a quorum for taking certain
other actions. The absence of a quorum is subject to a point of order,
an objection that the proceedings are in violation of a rule of the
committee or of the House, because the required number of members
are not present.
POINTS OF ORDER WITH RESPECT TO COMMITTEE HEARING PROCEDURE
A point of order in the House does not lie with respect to a measure
reported by a committee on the ground that hearings on the measure
were not conducted in accordance with required committee procedure.
However, certain points of order may be made by a member of the committee
that reported the measure if, in the committee hearing on that measure,
that point of order was (1) timely made and (2) improperly overruled
or not properly considered.
VII. REPORTED BILLS
If the committee votes to report the bill favorably to the House,
one of the committee staff in the name of a committee member writes
the committee report. The report describes the purpose and scope of
the bill and the reasons for its recommended approval. Generally,
a section-by-section analysis is set forth explaining precisely what
each section is intended to accomplish. All changes in existing
law must be indicated in the report and the text of laws being repealed
must be set out. This requirement is known as the "Ramseyer" rule.
A similar rule in the Senate is known as the "Cordon" rule. Committee
amendments also must be set out at the beginning of the report and
explanations of them are included. Executive communications regarding
the bill may be referenced in the report.
If at the time of approval of a bill by a committee, except the
Committee on Rules, a member of the committee gives notice of an intention
to file supplemental, minority, or additional views, that member is
entitled to not less than two additional calendar days after the day
of such notice (excluding Saturdays, Sundays, and legal holidays unless
the House is in session on those days) in which to file those views
with the clerk of the committee. Those views that are timely
filed must be included in the report on the bill. Committee reports,
with certain exceptions, must be filed while the House is in session
unless unanimous consent is obtained from the House to file at a later
time or unless the committee is awaiting additional views.
The report is assigned a report number upon its filing and is sent
to the Government Printing Office for printing. House reports are
given a prefix-designator that indicates the number of the Congress.
For example, the first House report in the 106th Congress was numbered
106-1.
In the printed report, committee amendments are indicated by showing
new matter in italics and deleted matter in line-through type. The
report number is printed on the bill and the calendar number is shown
on both the first and back pages of the bill. However, in the
case of a bill that was referred to two or more committees for consideration
in sequence, the calendar number is printed only on the bill as reported
by the last committee to consider it. For a discussion of House calendars,
see Part IX.
Committee reports are perhaps the most valuable single element of
the legislative history of a law. They are used by courts, executive
departments, and the public generally as a source of information regarding
the purpose and meaning of the law.
CONTENTS OF REPORTS
The report of a committee on a measure that has been approved by
the committee must include (1) the committee's oversight findings
and recommendations, (2) a statement required by the Congressional
Budget Act of 1974, if the measure provides new budget authority (other
than continuing appropriations) or an increase or decrease in revenues
or tax expenditures, (3) a cost estimate and comparison prepared by
the Director of the Congressional Budget Office whenever the Director
has submitted that estimate and comparison to the committee prior
to the filing of the report, and (4) a summary of the oversight findings
and recommendations made by the Committee on Government Reform whenever
they have been submitted to the legislative committee in a timely
fashion to allow an opportunity to consider the findings and recommendations
during the committee's deliberations on the measure. Each report accompanying
a bill or joint resolution relating to employment or access to public
services or accommodations must describe the manner in which the provisions
apply to the legislative branch. Each of these items are set out separately
and clearly identified in the report.
With respect to each record vote by a committee, the total number
of votes cast for, and the total number of votes cast against any
public measure or matter or amendment thereto and the names of those
voting for and against, must be included in the committee report.
In addition, each report of a committee on a public bill or public
joint resolution must contain a statement citing the specific powers
granted to Congress in the Constitution to enact the law proposed
by the bill or joint resolution. Committee reports that accompany
bills or resolutions that contain federal unfunded mandates are also
required to include an estimate prepared by the Congressional Budget
Office on the cost of the mandates on state, local, and tribal governments.
If an estimate is not available at the time a report is filed, committees
are required to publish the estimate in the Congressional Record.
Each report also must contain an estimate, made by the committee,
of the costs which would be incurred in carrying out that bill or
joint resolution in the fiscal year reported and in each of the five
fiscal years thereafter or for the duration of the program authorized
if less than five years. In the case of a measure involving revenues,
the report need contain only an estimate of the gain or loss in revenues
for a one-year period. The report must include a comparison of the
estimates of those costs with the estimate made by any Government
agency and submitted to that committee. The Committees on Appropriations,
on House Administration, on Rules, and on Standards of Official Conduct
are not required to include cost estimates in their reports. In addition,
the committee's own cost estimates are not required to be included
in reports when a cost estimate and comparison prepared by the Director
of the Congressional Budget Office has been submitted prior to the
filing of the report and included in the report.
FILING OF REPORTS
Measures approved by a committee must be reported promptly after
approval. A majority of the members of the committee may file a written
request with the clerk of the committee for the reporting of the measure.
When the request is filed, the clerk must immediately notify the chairman
of the committee of the filing of the request, and the report on the
measure must be filed within seven days (excluding days on which the
House is not in session) after the day on which the request is filed.
This does not apply to a report of the Committee on Rules with respect
to the rules, joint rules, or order of business of the House or to
the reporting of a resolution of inquiry addressed to the head of
an executive department.
AVAILABILITY OF REPORTS AND HEARINGS
A measure or matter reported by a committee (except the Committee
on Rules in the case of a resolution providing a rule, joint rule,
or other order of business) may not be considered in the House until
the third calendar day (excluding Saturdays, Sundays, and legal holidays
unless the House is in session on those days) on which the report
of that committee on that measure has been available to the Members
of the House. This rule is subject to certain exceptions including
resolutions providing for certain privileged matters, measures declaring
war or other national emergency, and government agency decisions,
determinations, and actions that are effective unless disapproved
or otherwise invalidated by one or both Houses of Congress.
However, it is always in order to consider a report from the Committee
on Rules specifically providing for the consideration of a reported
measure or matter notwithstanding this restriction. If hearings
were held on a measure or matter so reported, the committee is required
to make every reasonable effort to have those hearings printed and
available for distribution to the Members of the House prior to the
consideration of the measure in the House. Committees are also required,
to the maximum extent feasible, to make their publications available
in electronic form. General appropriation bills may not be considered
until printed committee hearings and a committee report thereon have
been available to the Members of the House for at least three calendar
days (excluding Saturdays, Sundays, and legal holidays unless the
House is in session on those days).
VIII. LEGISLATIVE OVERSIGHT BY STANDING COMMITTEES
Each standing committee, other than the Committees on Appropriations
and on the Budget, is required to review and study, on a continuing
basis, the application, administration, execution, and effectiveness
of the laws dealing with the subject matter over which the committee
has jurisdiction and the organization and operation of federal agencies
and entities having responsibility for the administration and evaluation
of those laws.
The purpose of the review and study is to determine whether laws
and the programs created by Congress are being implemented and carried
out in accordance with the intent of Congress and whether those programs
should be continued, curtailed, or eliminated. In addition, each committee
having oversight responsibility is required to review and study any
conditions or circumstances that may indicate the necessity or desirability
of enacting new or additional legislation within the jurisdiction
of that committee, and must undertake, on a continuing basis, future
research and forecasting on matters within the jurisdiction of that
committee. Each standing committee also has the function of reviewing
and studying, on a continuing basis, the impact or probable impact
of tax policies on subjects within its jurisdiction.
The rules of the House provide for special treatment of an investigative
or oversight report of a committee. Committees are allowed to file
joint investigative reports and to file investigative and activities
reports after the House has completed its final session of a Congress.
In addition, several of the standing committees have special oversight
responsibilities. The details of those responsibilities are set forth
in the rules of the House.
IX. CALENDARS
The House of Representatives has five calendars of business: the
Union Calendar, the House Calendar, the Private Calendar, the Corrections
Calendar, and the Calendar of Motions to Discharge Committees. The
calendars are compiled in one publication printed each day the House
is in session. This publication also contains a history of Senate-passed
bills, House bills reported out of committee, bills on which the House
has acted, as well as other useful information.
When a public bill is favorably reported by all committees to which
referred, it is assigned a calendar number on either the Union Calendar
or the House Calendar, the two principal calendars of business. The
calendar number is printed on the first page of the bill and, in certain
instances, is printed also on the back page. In the case of a bill
that was referred to multiple committees for consideration in sequence,
the calendar number is printed only on the bill as reported by the
last committee to consider it.
UNION CALENDAR
The rules of the House provide that there shall be:
First. A Calendar of the Committee of the Whole House on the state
of the Union, to which shall be referred bills raising revenue, general
appropriation bills, and bills of a public character directly or indirectly
appropriating money or property.
The large majority of public bills and resolutions reported to the
House are placed on the Union Calendar. For a discussion of the Committee
of the Whole House, see Part XI.
HOUSE CALENDAR
The rules further provide that there shall be:
Second. A House Calendar, to which shall be referred all bills of
a public character not raising revenue nor directly or indirectly
appropriating money or property.
The public bills and resolutions that are not placed on the Union
Calendar are referred to the House Calendar.
PRIVATE CALENDAR
The rules also provide that there shall be:
Third. A Calendar of the Committee of the Whole House, to which shall
be referred all bills of a private character.
All private bills reported to the House are placed on the Private
Calendar. The Private Calendar is called on the first and third Tuesdays
of each month. If objection is made by two or more Members to the
consideration of any measure called, it is recommitted to the committee
that reported it. There are six official objectors, three on the majority
side and three on the minority side, who make a careful study of each
bill or resolution on the Private Calendar. The official objectors'
role is to object to a measure that does not conform to the requirements
for that calendar and prevent the passage without debate of nonmeritorious
bills and resolutions. Private bills that have been reported from
committee are only considered under the calendar procedure. Alternative
procedures reserved for public bills are not applicable for reported
private bills.
CORRECTIONS CALENDAR
If a measure pending on either the House or Union Calendar is of
a noncontroversial nature, it may be placed on the Corrections Calendar.
The Corrections Calendar was created to address specific problems
with federal rules, regulations, or court decisions that bipartisan
and narrowly targeted bills could expeditiously correct. After a bill
has been favorably reported and is on either the House or Union Calendar,
the Speaker may, after consultation with the Minority Leader, file
with the Clerk a notice requesting that such bill also be placed upon
a special calendar known as the Corrections Calendar. On the second
and fourth Tuesdays of each month, the Speaker directs the Clerk to
call any bill that has been on the Corrections Calendar for three
legislative days. A three-fifths vote of the Members voting is required
to pass any bill called from the Corrections Calendar. A failure
to adopt a bill from the Corrections Calendar does not necessarily
mean the final defeat of the bill because it may then be brought up
for consideration in the same way as any other bill on the House or
Union Calendar.
CALENDAR OF MOTIONS TO DISCHARGE COMMITTEES
When a majority of the Members of the House sign a motion to discharge
a committee from consideration of a public bill or resolution, that
motion is referred to the Calendar of Motions to Discharge Committees.
For a discussion of motions to discharge, see Part X.
X. OBTAINING CONSIDERATION OF MEASURES
Certain measures pending on the House and Union Calendars are more
important and urgent than others and a system permitting their consideration
ahead of those that do not require immediate action is necessary.
If the calendar numbers alone were the determining factor, the bill
reported most recently would be the last to be taken up as all measures
are placed on the House and Union Calendars in the order reported.
UNANIMOUS CONSENT
The House occasionally employs the practice of allowing measures
to be considered by the unanimous agreement of all Members in the
House Chamber. The power to recognize Members for a unanimous consent
request is ultimately in the discretion of the Chair but recent Speakers
have issued strict guidelines on when such a request is to be entertained.
Most unanimous consent requests for consideration of measures may
only be entertained by the Chair when assured that the majority and
minority floor and committee leaderships have no objection.
SPECIAL RESOLUTION OR "RULE"
To avoid delays and to allow selectivity in the consideration of
public measures, it is possible to have them taken up out of their
order on their respective calendar by obtaining from the Committee
on Rules a special resolution or "rule" for their consideration. The
Committee on Rules, which is composed of majority and minority members
but with a larger proportion of majority members than other committees,
is specifically granted jurisdiction over resolutions relating to
the order of business of the House. Typically, the chairman of the
committee that has favorably reported the bill requests the Committee
on Rules to originate a resolution that will provide for its immediate
or subsequent consideration. Under unusual circumstances, the Committee
on Rules may originate a resolution providing for a measure that has
not been reported by the legislative committee(s) of jurisdiction.
If the Committee on Rules has determined that the measure should be
taken up, it may report a resolution reading substantially as follows
with respect to a bill on the Union Calendar or an unreported bill:
Resolved, That upon the adoption of this resolution the Speaker declares
pursuant to rule XVIII that the House resolve itself into the Committee
of the Whole House on the State of the Union for the consideration
of the bill (H.R.__) entitled, etc., and the first reading of the
bill shall be dispensed with. After general debate, which shall be
confined to the bill and shall continue not to exceed __ hours, to
be equally divided and controlled by the chairman and ranking minority
member of the Committee on __, the bill shall be read for amendment
under the five-minute rule. At the conclusion of the consideration
of the bill for amendment, the Committee shall rise and report the
bill to the House with such amendments as may have been adopted, and
the previous question shall be considered as ordered on the bill and
amendments thereto to final passage without intervening motion except
one motion to recommit with or without instructions.
If the measure is on the House Calendar or the recommendation is
to avoid consideration in the Committee of the Whole, the resolution
reads substantially as follows:
Resolved, That upon the adoption of this resolution it shall be in
order to consider the bill (H.R. __) entitled, etc., in the House.
The resolution may waive points of order against the bill.
A point of order is an objection that a pending matter or proceeding
is in violation of a rule of the House. The bill may be susceptible
to various points of order that may be made against its consideration,
including an assertion that the bill carries a retroactive federal
income tax increase, contains a federal unfunded mandate, or has not
been reported from committee properly. When a special resolution limits
or prevents floor amendments, it is popularly known as a "closed rule"
or "modified closed rule." However, a special resolution may not deny
the minority party the right to offer a motion to recommit the bill
with amendatory or general instructions. For a discussion of the motion
to recommit, see Part XI.
CONSIDERATION OF MEASURES MADE IN ORDER BY RULE REPORTED
FROM THE COMMITTEE ON RULES
When a rule has been reported to the House and is not considered
immediately, it is referred to the calendar and, if not called up
for consideration by the Member making the report within seven legislative
days thereafter, any member of the Committee on Rules may call it
up as a privileged matter, after having given one calendar day notice
of the Member's intention to do so. The Speaker will recognize any
member of the committee seeking recognition for that purpose.
If, within seven calendar days after a measure has, by resolution
adopted by the House, been made in order for consideration, a motion
has not been offered for its consideration, the Speaker may recognize
a member of the committee that reported the measure to offer a motion
that the House consider it, if the Member has been duly authorized
by that committee to offer the motion.
There are several other methods of obtaining consideration of bills
that either have not been reported by a committee or, if reported,
for which a rule has not been granted. Two of those methods, a motion
to discharge a committee and a motion to suspend the rules, are discussed
below.
MOTION TO DISCHARGE COMMITTEE
A Member may present to the Clerk a motion in writing to discharge
a committee from the consideration of a public bill or resolution
that has been referred to it 30 days prior thereto. A Member also
may file a motion to discharge the Committee on Rules from further
consideration of a resolution providing a special rule for the consideration
of a public bill or resolution reported by a standing committee, or
a special rule for the consideration of a public bill or resolution
that has remained in a standing committee 30 legislative days or more
without action. This motion to discharge the Committee on Rules
may be made only when the resolution has been referred to that committee
at least seven legislative days prior to the filing of the motion
to discharge. The motion may not permit consideration of nongermane
amendments. The motion is placed in the custody of the Journal Clerk,
where Members may sign it at the House rostrum only when the House
is in session. The names of Members who have signed a discharge motion
are published in the Congressional Record on a weekly basis. When
a majority of the total membership of the House have signed the motion,
it is entered in the Journal, printed with all the signatures thereto
in the Congressional Record, and referred to the Calendar of Motions
to Discharge Committees.
On the second and fourth Mondays of each month, except during the
last six days of a session, a Member who has signed a motion to discharge
that has been on the calendar at least seven legislative days may
seek recognition and be recognized for the purpose of calling up the
motion. The motion to discharge is debated for 20 minutes, one-half
in favor of the proposition and one-half in opposition.
If the motion to discharge the Committee on Rules from a resolution
pending before that committee prevails, the House shall immediately
consider such resolution. If the resolution is adopted, the House
proceeds to its execution. This is the modern practice for utilization
of the discharge rule.
If the motion to discharge one of the standing committees of the
House from a public bill or resolution pending before the committee
prevails, a Member who signed the motion may move that the House proceed
to the immediate consideration of the bill or resolution. If the motion
is agreed to, the bill or resolution is considered immediately under
the general rules of the House. If the House votes against the
motion for immediate consideration, the bill or resolution is referred
to its proper calendar with the same rights and privileges it would
have had if reported favorably by a standing committee.
MOTION TO SUSPEND THE RULES
On Monday and Tuesday of each week and during the last six days of
a session, the Speaker may entertain a motion to suspend the rules
of the House and pass a public bill or resolution. Members need
to make arrangements in advance with the Speaker to be recognized
to offer such a motion. The motion to suspend the rules and pass the
bill is debatable for 40 minutes, one-half of the time in favor of
the proposition and one-half in opposition. The motion may not
be separately amended but may be amended in the form of a manager's
amendment included in the motion when it is offered. Because the rules
may be suspended and the bill passed only by affirmative vote of two-thirds
of the Members voting, a quorum being present, this procedure is usually
used only for expedited consideration of relatively noncontroversial
public measures.
The Speaker may postpone all recorded and yea-nay votes on certain
questions before the House, including a motion to suspend the rules
and the passage of bills and resolutions, until a specified time on
that legislative day or the next two legislative days. At that time,
the House disposes of the postponed votes consecutively without further
debate. After the first postponed fifteen minute vote is taken, the
Speaker may reduce to not less than five minutes the time period for
subsequent votes. If the House adjourns before completing action on
postponed votes, the postponed votes must be the first order of business
on the next legislative day. Eliminating intermittent recorded votes
on suspensions reduces interruptions of committee activity and allows
more efficient scheduling of voting.
CALENDAR WEDNESDAY
On Wednesday of each week, unless dispensed with by unanimous consent
or by affirmative vote of two-thirds of the Members voting, a quorum
being present, the standing committees are called in alphabetical
order. A committee when named may call up for consideration any bill
reported by it on a previous day and pending on either the House or
Union Calendar. The bill's report must have been available for three
days in accordance with House rules and must not be the subject of
a special order of business providing for its consideration. General
debate is limited to two hours on any Calendar Wednesday measure and
must be confined to the subject matter of the measure, the time being
equally divided between those for and those against it. The affirmative
vote of a simple majority of the Members present is sufficient to
pass the measure. The general purpose of this procedure is to provide
an alternative method of consideration when the Committee on Rules
has not reported a rule for a specific bill.
DISTRICT OF COLUMBIA BUSINESS
On the second and fourth Mondays of each month, after the disposition
of motions to discharge committees and after the disposal of business
on the Speaker's table requiring only referral to committee, the Committee
on Government Reform may call up for consideration any District of
Columbia business.
QUESTIONS OF PRIVILEGE
House rules provide special privilege to questions of privilege.
Questions of privilege are classified as those questions 1) affecting
the rights of the House collectively, its safety, dignity, and the
integrity of its proceedings, and 2) affecting the rights, reputations,
and conduct of Members, individually, in their representative capacity.
A question of privilege has been held to take precedence over all
questions except the motion to adjourn. Questions of the privileges
of the House, those concerning the rights of the House collectively,
take the form of a resolution which may be called up by any Member
after proper notice. A question of personal privilege, affecting the
rights, reputation, and conduct of individual Members, may be raised
from the floor without formal notice. Debate on a question of privilege
proceeds under the hour rule, with debate on a question of the privileges
of the House divided between the proponent and the leader of the opposing
party or a designee.
PRIVILEGED MATTERS
Under the rules of the House, certain matters are regarded as privileged
matters and may interrupt the order of business. Conference
reports, veto messages from the President, and certain amendments
to measures by the Senate after the stage of disagreement between
the two Houses are examples of privileged matters. Certain reports
from House committees are also privileged, including reports from
the Committee on Rules, reports from the Committee on Appropriations
on the general appropriation bills, printing and committee funding
resolutions reported from the Committee on House Administration, and
reports on Member's conduct from the Committee on Standards of Official
Conduct. Bills, joint resolutions, and motions may also take on privileged
status as a result of special procedures written into statute. The
Member in charge of such a matter may call it up at practically any
time for immediate consideration. Usually, this is done after consultation
with both the majority and minority floor leaders so that the Members
of both parties will have advance notice.
At any time after the reading of the Journal, a Member, by direction
of the Committee on Appropriations, may move that the House resolve
itself into the Committee of the Whole House on the State of the Union
for the purpose of considering general appropriation bills. General
appropriation bills may not be considered in the House until three
calendar days (excluding Saturdays, Sundays, and legal holidays unless
the House is in session on those days) after printed committee reports
and hearings on them have been available to the Members. The limit
on general debate on such a bill is generally fixed by a rule reported
from the Committee on Rules.
XI. CONSIDERATION AND DEBATE
Our democratic tradition demands that bills be given consideration
by the entire membership usually with adequate opportunity for debate
and the proposing of amendments.
COMMITTEE OF THE WHOLE HOUSE
In order to expedite the consideration of bills and resolutions,
the rules of the House provide for a parliamentary mechanism, known
as the Committee of the Whole, that enables the House to act with
a quorum of less than the requisite majority of 218. A quorum in the
Committee of the Whole is 100 members. All measures on the Union Calendar-those
involving a tax, making appropriations, authorizing payments out of
appropriations already made, or disposing of property-must be first
considered in the Committee of the Whole.
The Committee on Rules reports a rule allowing for immediate consideration
of a measure by the Committee of the Whole. After adoption of the
rule by the House, the Speaker may declare the House resolved into
the Committee of the Whole. When the House resolves into the Committee
of the Whole, the Speaker leaves the chair after appointing a Chairman
to preside.
The rule referred to in the preceding paragraph also fixes the length
of the debate in the Committee of the Whole. This may vary according
to the importance and controversial nature of the measure. As provided
in the rule, the control of the time is divided equally between the
chairman and the ranking minority member of the committee(s) that
reported the measure. Members seeking to speak for or against the
measure may arrange in advance with the Member in control of the time
on their respective side to be allowed a certain amount of time in
the debate. Members may also ask the Member speaking at the time to
yield to them for a question or a brief statement. A transcript of
the proceedings in the House and the Senate is printed daily in the
Congressional Record. Frequently, permission is granted a Member by
unanimous consent to revise and extend his remarks in the Congressional
Record if sufficient time to make a lengthy oral statement is not
available during actual debate. These revisions and extensions are
printed in a distinctive type and cannot substantively alter the verbatim
transcript.
The conduct of the debate is governed principally by the rules of
the House that are adopted at the opening of each Congress. Jefferson's
Manual, prepared by Thomas Jefferson for his own guidance as President
of the Senate from 1797 to 1801, is another recognized authority.
The House has a long-standing rule that provides that the provisions
of Jefferson's Manual should govern the House in all applicable cases
and where they are not inconsistent with the rules of the House. The
House also relies on an 11-volume compilation of parliamentary precedents,
entitled Hinds' Precedents and Cannon's Precedents of the House of
Representatives, dating from the earliest days of Congress to 1935,
to guide its action. A later compilation, Deschler-Brown Precedents
of the House of Representatives, spans 15 volumes and covers 1936
to date. In addition, a summary of the House precedents prior to 1959
can be found in a single volume entitled Cannon's Procedure in the
House of Representatives. Procedure in the U.S. House of Representatives,
fourth edition, as supplemented, and House Practice, published in
1996, are recent compilations of the precedents of the House, in summary
form, together with other useful related material. Also, various rulings
of the Chair are set out as notes in the current House Rules and Manual.
Most parliamentary questions arising during the course of debate are
responded to by a ruling based on a precedent of action in a similar
situation. The Parliamentarian of the House is present in the House
Chamber in order to assist the Speaker or the Chairman in making a
correct ruling on parliamentary questions.
SECOND READING
During general debate on a bill, an accurate account is kept of
the time used on both sides and the Chairman terminates the debate
when all the time allowed under the rule has been consumed. After
general debate, the second reading of the bill begins. The second
reading is a section-by-section reading during which time germane
amendments may be offered to a section when it is read. Under some
special "modified closed" rules adopted by the House, certain bills
are considered as read and open only to prescribed amendments under
limited time allocations. Under the normal "open" amendment process,
a Member is permitted five minutes to explain the proposed amendment,
after which the Member who is first recognized by the Chair is allowed
to speak for five minutes in opposition to it. There is no further
debate on that amendment, thereby effectively preventing filibuster-like
tactics. This is known as the "five-minute rule". However, Members
may offer a pro forma amendment-"to strike out the last word"-which
does not change the language of the amendment but allows the Member
five minutes for debate. Each substantive amendment and amendment
thereto is put to the Committee of the Whole for adoption unless the
House has adopted a special rule "self-executing" the adoption of
certain amendments in the Committee of the Whole.
At any time after debate has begun on proposed amendments to a section
or paragraph of a bill under the five-minute rule, the Committee of
the Whole may by majority vote of the Members present close debate
on the section or paragraph. However, if debate is closed on a section
or paragraph before there has been debate on any amendment that a
Member has caused to be printed in the Congressional Record after
the reporting of the bill by the committee but at least one day prior
to floor consideration of the amendment, the Member who caused the
amendment to be printed in the Record is given five minutes in which
to explain the amendment. Five minutes is also given to speak in opposition
to the amendment and no further debate on the amendment is allowed.
Amendments placed in the Congressional Record must be signed by the
Member offering the amendment, must indicate the full text of the
proposed amendment, the number of the bill to which it will be offered
and the point in the bill or amendment thereto where the amendment
is intended to be offered. These amendments appear in the portion
of the Record designated for that purpose.
AMENDMENTS AND THE GERMANENESS RULE
The rules of the House prohibit amendments of a subject matter different
from the text under consideration. This rule, commonly known as the
germaneness rule, is considered the single most important rule of
the House of Representatives because of the obvious need to keep the
focus of a body the size of the House on a predictable subject matter.
The germaneness rule applies to the proceedings in the House, the
Committee of the Whole, and the standing committees. There are hundreds
of prior rulings or "precedents" on issues of germaneness available
to guide the Chair.
THE COMMITTEE "RISES"
At the conclusion of the consideration of a bill for amendment, the
Committee of the Whole "rises" and reports the bill to the House with
the amendments that have been adopted. In rising, the Committee of
the Whole reverts back to the House and the Chairman of the Committee
is replaced in the chair by the Speaker of the House. The House then
acts on the bill and any amendments adopted by the Committee of the
Whole.
HOUSE ACTION
Debate on a bill in the House is cut off by moving and ordering
"the previous question". All debate is cut off on the bill if this
motion is carried by a majority of the Members voting, a quorum being
present, or by a special rule ordering the previous question upon
the rising of the Committee of the Whole. The Speaker then puts
the question: "Shall the bill be engrossed and read a third time?"
If this question is decided in the affirmative, the bill is read a
third time by title only and voted on for passage.
If the previous question has been ordered by the terms of the rule
on a bill reported by the Committee of the Whole, the House immediately
votes on whatever amendments have been reported by the Committee in
the order in which they appear in the bill unless voted on en bloc.
After completion of voting on the amendments, the House immediately
votes on the passage of the bill with the amendments it has adopted.
However, a motion to recommit, as described in the next section, may
be offered and voted on prior to the vote on passage.
The Speaker may postpone a recorded vote on final passage of a bill
or resolution or agreement to a conference report for up to two legislative
days.
Measures that do not have to be considered in the Committee of the
Whole are considered in the House in accordance with the terms of
the rule limiting debate on the measure or under the "hour rule".
The hour rule limits the amount of time that a Member may occupy in
debate on a pending question to 60 minutes. Generally, the opportunity
for debate may also be curtailed when the Speaker makes the rare determination
that a motion is dilatory.
After passage or rejection of the bill by the House, a pro forma
motion to reconsider it is automatically made and laid on the table.
The motion to reconsider is tabled to prohibit this motion from being
made at a later date because the vote of the House on a proposition
is not final and conclusive on the House until there has been an opportunity
to reconsider it.
MOTION TO RECOMMIT
After the previous question has been ordered on the passage of a
bill or joint resolution, it is in order to offer one motion to recommit
the bill or joint resolution to a committee and the Speaker is required
to give preference in recognition for that purpose to a minority party
Member who is opposed to the bill or joint resolution. This motion
is normally not subject to debate. However, a motion to recommit
with instructions offered after the previous question has been ordered
is debatable for 10 minutes, except that the majority floor manager
may demand that the debate be extended to one hour. Whatever time
is allotted for debate is divided equally between the proponents and
opponents of the motion. Instructions in the motion to recommit normally
take the form of germane amendments proposed by the minority to immediately
change the final form of the bill prior to passage. Instructions may
also be "general," directing the committee to take specified actions
such as to review the bill with a particular political viewpoint or
to hold further hearings.
QUORUM CALLS AND ROLLCALLS
Article 1, Section 5, of the Constitution provides that a majority
of each House constitutes a quorum to do business and authorizes a
smaller number than a quorum to compel the attendance of absent Members.
In order to fulfill this constitutional responsibility, the rules
of the House provide alternative procedures for quorum calls in the
House and the Committee of the Whole.
The rules of the House provide special authority for the Speaker
to recognize a Member of the Speaker's choice to move a call of the
House at any time. This motion for the call of the House is in order
notwithstanding the rule that a point of order of no quorum may be
made in the House only when the Speaker has put the pending question
to a vote and not during periods of debate.
In the absence of a quorum, 15 Members may initiate a call of the
House to compel the attendance of absent Members. Such a call of the
House must be ordered by a majority vote. A call of the House is then
ordered and the call is taken by electronic device or by response
to the alphabetical call of the roll of Members. Absent Members have
a minimum of 15 minutes from the ordering of the call of the House
by electronic device to have their presence recorded. If sufficient
excuse is not offered for their absence, they may be sent for by the
Sergeant-at-Arms and their attendance secured and retained. The House
then determines the conditions on which they may be discharged. Members
who voluntarily appear are, unless the House otherwise directs, immediately
admitted to the Hall of the House and must report their names to the
Clerk to be entered in the Journal as present. Compulsory attendance
or arrest of Members has been rare in modern practice.
When a question is put to a vote by the Speaker and a quorum fails
to vote on such question, if a quorum is not present and objection
is made for that reason, there is a call of the House unless the House
adjourns. The call is taken by electronic device and the Sergeant-at-Arms
may bring in absent Members. The yeas and nays on the pending question
are at the same time considered as ordered and an "automatic" recorded
vote is taken. The Clerk utilizes the electronic system or if
inoperative, calls the roll and each Member who is present may vote
on the pending question as the Member answers the roll. If those voting
on the question and those who are present and decline to vote together
make a majority of the House, the Speaker declares that a quorum is
constituted, and the pending question is decided according to the
will of the majority of those voting.
The rules prohibit points of order of no quorum (1) before or during
the daily prayer, (2) during administration of the oath of office
to the Speaker or any Member, (3) during the reception of messages
from the President or the Senate, and (4) in connection with motions
incidental to a call of the House. If the presence of a quorum has
been established at least once on any day, further points of no quorum
are prohibited (1) during the reading of the Journal, (2) between
the time a Committee of the Whole rises and its Chairman reports,
and (3) during the period on any legislative day when Members are
addressing the House under special orders. The language prohibiting
quorum calls "during any period" when Members are speaking under special
orders includes the time between addresses delivered during this period
as well as the addresses themselves. Furthermore, a quorum call is
not in order when no business has intervened since the previous call.
For the purposes of this provision, all the situations described above
are not to be considered as "business".
The rules of the House also prohibit points of order of no quorum
when a motion or proposition is being debated in the House unless
the Speaker has put the motion or proposition to a vote.
The rules for quorum calls are different in some respects in the
Committee of the Whole. The first time the Committee of the Whole
finds itself without a quorum during any day the Chairman is required
to order the roll to be called by electronic device, unless the Chairman
orders a call of the Committee. However, the Chairman may refuse to
entertain a point of order of no quorum during general debate. If
on a call, a quorum (100 Members) appears, the Committee continues
its business. If a quorum does not appear, the Committee rises and
the Chairman reports the names of the absentees to the House. The
rules provide for the expeditious conduct of quorum calls in the Committee
of the Whole. The Chairman may suspend a quorum call after 100 Members
have recorded their presence. Under such a short quorum call, the
Committee will not rise and present or absent Members' names will
not be published. In that case, a recorded vote, if ordered immediately
following the termination of the short quorum call, is a minimum of
15 minutes. In the alternative, the Chair may choose to permit a full
15 minute quorum call, wherein all Members names are recorded as present
or absent, to be followed by a five-minute record vote on the pending
question. Once a quorum of the Committee of the Whole has been established
for the day, quorum calls in the Committee are only in order when
the Committee is operating under the five-minute rule and the Chairman
has put the pending motion or proposition to a vote. The rules
prohibit a point of order of no quorum against a vote in which the
Committee of the Whole agrees to rise. However, an appropriate point
of no quorum would be permitted against a vote defeating a motion
to rise.
VOTING
There are three methods of voting in the Committee of the Whole that
are also employed in the House. These are the voice vote, the division,
and the recorded vote. The yea-and-nay vote is an additional method
used only in the House, which may be automatic if a Member objects
to the vote on the ground that a quorum is not present.
To conduct a voice vote the Chair puts the question: "As many as
are in favor (as the question may be) say `Aye'. As many as are opposed,
say `No' ". The Chair determines the result on a comparison of the
volume of ayes and noes. This is the form in which the vote is ordinarily
taken in the first instance.
If it is difficult to determine the result of a voice vote, a division
may be demanded by a Member or initiated by the Chair. The Chair
then states: "As many as are in favor will rise and stand until counted".
After counting those in favor he calls on those opposed to stand and
be counted, thereby determining the number in favor of and those opposed
to the question.
If any Member requests a recorded vote and that request is supported
by at least one-fifth of a quorum of the House, or 25 Members in the
Committee of the Whole, the vote is taken by electronic device. After
the recorded vote is concluded, the names of those voting and those
not voting are entered in the Journal. Members have a minimum of 15
minutes to be counted from the time the record vote is ordered. The
Speaker may reduce the period for voting to five minutes on subsequent
votes in certain situations where there has been no intervening debate
or business. The Speaker is not required to vote unless the Speaker's
vote would be decisive.
In the House, if the yeas and nays are demanded, the Speaker directs
those in favor of taking the vote by that method to stand and be counted.
The support of one-fifth of the Members present is necessary for ordering
the yeas and nays. When the yeas and nays are ordered or a point of
order is made that a quorum is not present, the Speaker states: "As
many as are in favor of the proposition will vote "Aye". "As many
as are opposed will vote "No". The Clerk activates the electronic
system or calls the roll and reports the result to the Speaker, who
announces it to the House.
The rules of the House require a three-fifths vote to pass a bill,
joint resolution, amendment, or conference report that contains a
specified type of federal income tax rate increase.
The rules prohibit a Member from (1) casting another Member's vote
or recording another Member's presence in the House or the Committee
of the Whole or (2) authorizing another individual to cast a vote
or record the Member's presence in the House or the Committee of the
Whole.
ELECTRONIC VOTING
Recorded votes are usually taken by electronic device, except when
the Speaker orders the vote to be recorded by other methods prescribed
by the rules of the House, or in the failure of the electronic device
to function. In addition, quorum calls are generally taken by electronic
device. Essentially the system works as follows: A number of vote
stations are attached to selected chairs in the Chamber. Each station
is equipped with a vote card slot and four indicators, marked "yea",
"nay", "present", and "open" that are lit when a vote is in progress
and the system is ready to accept votes. Each Member is provided with
a personalized Vote-ID Card. A Member votes by inserting the voting
card into any one of the vote stations and depressing the appropriate
button to indicate the Member's choice. If a Member is without a Vote-ID
Card or wishes to change his vote during the last five minutes of
a vote, the Member may be recorded by handing a paper ballot to the
Tally Clerk, who then records the vote electronically according to
the indicated preference of the Member. The paper ballots are green
for "yea", red for "nay", and amber for "present". The voting machine
records the votes and reports the result when the vote is completed.
PAIRING OF MEMBERS
The former system of pairing of Members, where a Member could arrange
in advance to be recorded as being either in favor of or opposed to
the question by being "paired" with another absent Member who holds
contrary views on the question, has largely been eliminated. The rules
still allow for "live pairs." A live pair is where a Member
votes as if not paired, subsequently withdraws that vote, and then
asks to be marked "present" to protect the other Member. The most
common practice is for absent Members to submit statements for the
Record stating how they would have voted if present on specific votes.
SYSTEM OF LIGHTS AND BELLS
Due to the diverse nature of daily tasks that they have to perform,
it is not practicable for Members to be present in the House or Senate
Chamber at every minute that the body is in session. Furthermore,
many of the routine matters do not require the personal attendance
of all the Members. A legislative call system consisting of electric
lights and bells or buzzers located in various parts of the Capitol
Building and House and Senate Office Buildings alerts Members to certain
occurrences in the House and Senate Chambers.
In the House, the Speaker has ordered that the bells and lights
comprising the system be utilized as follows:
* 1 long ring followed by a pause and then 3 rings and 3 lights on
the left-Start or continuation of a notice or short quorum call in
the Committee of the Whole that will be vacated if and when 100 Members
appear on the floor. Bells are repeated every five minutes unless
the call is vacated or the call is converted into a regular quorum
call.
* 1 long ring and extinguishing of 3 lights on the left-Short or
notice quorum call vacated.
* 2 rings and 2 lights on the left-15 minute recorded vote, yea-and-nay
vote or automatic rollcall vote by electronic device. The bells are
repeated five minutes after the first ring.
* 2 rings and 2 lights on the left followed by a pause and then 2
more rings-Automatic rollcall vote or yea-and-nay vote taken by a
call of the roll in the House. The bells are repeated when the Clerk
reaches the R's in the first call of the roll.
* 2 rings followed by a pause and then 5 rings-First vote under Suspension
of the Rules or on clustered votes. Two bells are repeated five minutes
after the first ring. The first vote will take 15 minutes with successive
votes at intervals of not less than five minutes. Each successive
vote is signaled by five rings.
* 3 rings and 3 lights on the left-15 minute quorum call in either
the House or in the Committee of the Whole by electronic device. The
bells are repeated five minutes after the first ring.
* 3 rings followed by a pause and then 3 more rings-15 minute quorum
call by a call of the roll. The bells are repeated when the Clerk
reaches the R's in the first call of the roll.
* 3 rings followed by a pause and then 5 more rings-Quorum call
in the Committee of the Whole that may be followed immediately by
a five-minute recorded vote.
* 4 rings and 4 lights on the left-Adjournment of the House.
* 5 rings and 5 lights on the left-Any five-minute vote.
* 6 rings and 6 lights on the left-Recess of the House.
* 12 rings at 2-second intervals with 6 lights on the left-Civil
Defense Warning.
* The 7th light indicates that the House is in session.
RECESS AUTHORITY
The House may by vote authorize the Speaker to declare a recess under
the rules of the House. The Speaker also has the authority to declare
the House in recess for a short time when no question is pending before
the House.
LIVE COVERAGE OF FLOOR PROCEEDINGS
The rules of the House provide for unedited radio and television
broadcasting and recording of proceedings on the floor of the House.
However, the rules prohibit the use of these broadcasts and recordings
for any political purpose or in any commercial advertisement. The
rules of the Senate also provide for broadcasting and recording of
proceedings in the Senate Chamber with similar restrictions.
XII. CONGRESSIONAL BUDGET PROCESS
The Congressional Budget and Impoundment Control Act of 1974 as amended
provides Congress with a procedure establishing appropriate spending
and revenue levels for each year. The congressional budget process,
as set out in the 1974 Budget Act, is designed to coordinate decisions
on sources and levels of revenues and on objects and levels of expenditures.
Its basic method is to prescribe the overall size of the fiscal pie
and the particular sizes of its various pieces. Each year the Congress
adopts a concurrent resolution imposing overall constraints on revenues
and spending and distributing the overall constraint on spending among
groups of programs and activities.
Congress aims to complete action on a concurrent resolution on the
budget for the next fiscal year by April 15. Congress may adopt a
later budget resolution that revises the most recently adopted budget
resolution. One of the mechanisms Congress uses to implement the constraints
on revenue and spending is called the reconciliation process. Reconciliation
is a two-step process designed to bring existing law in conformity
with the most recently adopted concurrent resolution on the budget.
The first step in the reconciliation process is the language found
in a concurrent resolution on the budget instructing House and Senate
committees to determine and recommend changes in laws or bills that
will achieve the constraints established in the concurrent resolution
on the budget. The instructions to a committee specify the amount
of spending reductions or revenue changes a committee must attain
and leave to the discretion of the committee the specific changes
to laws or bills that must be made. The second step involves the combination
of the various instructed committees' recommendations into an omnibus
reconciliation bill which is reported by the Committee on the Budget
or by the one committee instructed, if only one committee has been
instructed, and considered by the whole House.
The Budget Act maintains that reconciliation provisions must be related
to reconciling the budget. This principle is codified in section 313
of the Budget Act, the so-called Byrd Rule, named after Senator Robert
C. Byrd of West Virginia. Section 313 provides a point of order in
the Senate against extraneous matter in reconciliation bills. Determining
what is extraneous is a difficult task for the Senate's Presiding
Officer. The Byrd Rule may only be waived in the Senate by a three-fifths
vote and sixty votes are required to overturn the presiding officer's
ruling.
Congress aims to complete action on a reconciliation bill or resolution
by June 15 of each year. After Congress has completed action on a
concurrent resolution on the budget for a fiscal year, it is generally
not in order to consider legislation that does not conform to the
constraints on spending and revenue set out in the resolution.
Congress has enacted legislation under which breaches are remedied
by "sequestration", that is, automatic cancellations of spending authority.
Sequestration results when the statutory parameters for the deficit,
discretionary spending, or the "Paygo" requirement have been exceeded.
Paygo requires that tax reductions or increases in entitlements must
be offset by tax increases or reductions in entitlements.
The Unfunded Mandates Reform Act of 1995, through an amendment to
the Congressional Budget Act, established requirements on committees
with respect to measures containing unfunded intergovernmental mandates.
An unfunded intergovernmental mandate is the imposition of a substantial
financial requirement or obligation on a state, local or tribal government.
The Act also established a unique point of order to enforce the requirements
of the Act with respect to intergovernmental mandates in excess of
fifty million dollars. In the House, an unfunded mandate point
of order is not disposed of by a ruling of the Chair but by the Chair
putting the question of consideration to the body. The House or the
Committee of the Whole then decides by vote whether or not to proceed
with the measure with the alleged mandate contained therein.
XIII. ENGROSSMENT AND MESSAGE TO SENATE
The preparation of a copy of the bill in the form in which it has
passed the House can be a detailed and complicated process because
of the large number and complexity of amendments to some bills adopted
by the House. Frequently, these amendments are offered during a spirited
debate with little or no prior formal preparation. The amendment may
be for the purpose of inserting new language, substituting different
words for those set out in the bill, or deleting portions of the bill.
It is not unusual to have more than 100 amendments adopted, including
those proposed by the committee at the time the bill is reported and
those offered from the floor during the consideration of the bill
in the Chamber. In some cases, amendments offered from the floor are
written in longhand. Each amendment must be inserted in precisely
the proper place in the bill, with the spelling and punctuation exactly
as it was adopted by the House. It is extremely important that the
Senate receive a copy of the bill in the precise form in which it
has passed the House. The preparation of such a copy is the function
of the enrolling clerk.
In the House, the enrolling clerk is under the Clerk of the House.
In the Senate, the enrolling clerk is under the Secretary of the Senate.
The enrolling clerk receives all the papers relating to the bill,
including the official Clerk's copy of the bill as reported by the
standing committee and each amendment adopted by the House. From this
material, the enrolling clerk prepares the engrossed copy of the bill
as passed, containing all the amendments agreed to by the House. At
this point, the measure ceases technically to be called a bill and
is termed "an act" signifying that it is the act of one body of the
Congress, although it is still popularly referred to as a bill. The
engrossed bill is printed on blue paper and is signed by the Clerk
of the House.
XIV. SENATE ACTION
The Parliamentarian, in the name of the Vice President, as the President
of the Senate, refers the engrossed bill to the appropriate standing
committee of the Senate in conformity with the rules of the Senate.
The bill is reprinted immediately and copies are made available in
the document rooms of both Houses. This printing is known as
the "Act print" or the "Senate referred print".
COMMITTEE CONSIDERATION
Senate committees give the bill the same detailed consideration as
it received in the House and may report it with or without amendment.
A committee member who wishes to express an individual view or a group
of Members who wish to file a minority report may do so by giving
notice, at the time of the approval of a report on the measure, of
an intention to file supplemental, minority, or additional views.
These views may be filed within three days with the clerk of the committee
and become a part of the report. When a committee reports a bill,
it is reprinted with the committee amendments indicated by showing
new matter in italics and deleted matter in line-through type.
The calendar number and report number are indicated on the first and
back pages, together with the name of the Senator making the report.
The committee report and any minority or individual views accompanying
the bill also are printed at the same time.
All committee meetings, including those to conduct hearings, must
be open to the public. However, a majority of the members of a committee
or subcommittee may, after discussion in closed session, vote in open
session to close a meeting or series of meetings on the same subject
for no longer than 14 days if it is determined that the matters to
be discussed or testimony to be taken will disclose matters necessary
to be kept secret in the interests of national defense or the confidential
conduct of the foreign relations of the United States; will relate
solely to internal committee staff management or procedure; will tend
to charge an individual with a crime or misconduct, to disgrace or
injure the professional standing of an individual, or otherwise to
expose an individual to public contempt, or will represent a clearly
unwarranted invasion of the privacy of an individual; will disclose
law enforcement information that is required to be kept secret; will
disclose certain information regarding certain trade secrets; or may
disclose matters required to be kept confidential under other provisions
of law or government regulation.
CHAMBER PROCEDURE
The rules of procedure in the Senate differ to a large extent from
those in the House. The Senate relies heavily on the practice of obtaining
unanimous consent for actions to be taken. For example, at the
time that a bill is reported, the Majority Leader may ask unanimous
consent for the immediate consideration of the bill. If the bill is
of a noncontroversial nature and there is no objection, the Senate
may pass the bill with little or no debate and with only a brief explanation
of its purpose and effect. Even in this instance, the bill is subject
to amendment by any Senator. A simple majority vote is necessary to
carry an amendment as well as to pass the bill. If there is any objection,
the report must lie over one legislative day and the bill is placed
on the calendar.
Measures reported by standing committees of the Senate may not be
considered unless the report of that committee has been available
to Senate Members for at least two days (excluding Sundays and legal
holidays) prior to consideration of the measure in the Senate. This
requirement, however, may be waived by agreement of the Majority and
Minority leaders and does not apply in certain emergency situations.
In the Senate, measures are brought up for consideration by a simple
unanimous consent request, by a complex unanimous consent agreement,
or by a motion to proceed to the consideration of a measure on the
calendar. A unanimous consent agreement, sometimes referred to as
a "time agreement", makes the consideration of a measure in order
and often limits the amount of debate that will take place on the
measure and lists the amendments that will be considered. The offering
of a unanimous consent request to consider a measure or the offering
of a motion to proceed to the consideration of a measure is reserved,
by tradition, to the Majority Leader.
Usually a motion to consider a measure on the calendar is made only
when unanimous consent to consider the measure cannot be obtained.
There are two calendars in the Senate, the Calendar of Business and
the Executive Calendar. All legislation is placed on the Calendar
of Business and treaties and nominations are placed on the Executive
Calendar. Unlike the House, there is no differentiation on the Calendar
of Business between the treatment of (1) bills raising revenue, general
appropriation bills, and bills of a public character appropriating
money or property, and (2) other bills of a public character not appropriating
money or property.
The rules of the Senate provide that at the conclusion of the morning
business for each "legislative day" the Senate proceeds to the consideration
of the calendar. In the Senate, the term "legislative day" means the
period of time from when the Senate adjourns until the next time the
Senate adjourns. Because the Senate often "recesses" rather than "adjourns"
at the end of a daily session, the legislative day usually does not
correspond to the 24-hour period comprising a calendar day. Thus,
a legislative day may cover a long period of time-from days to weeks,
or even months. Because of this and the modern practice of waiving
the call of the calendar by unanimous consent at the start of a new
legislative day, it is rare to have a call of the calendar. When the
calendar is called, bills that are not objected to are taken up in
their order, and each Senator is entitled to speak once and for five
minutes only on any question. Objection may be interposed at
any stage of the proceedings, but on motion the Senate may continue
consideration after the call of the calendar is completed, and the
limitations on debate then do not apply.
On any day (other than a Monday that begins a new legislative day),
following the announcement of the close of morning business, any Senator,
usually the Majority Leader, obtaining recognition may move to take
up any bill out of its regular order on the calendar. The five-minute
limitation on debate does not apply to the consideration of a bill
taken up in this manner, and debate may continue until the hour when
the Presiding Officer of the Senate "lays down" the unfinished business
of the day. At that point consideration of the bill is discontinued
and the measure reverts back to the Calendar of Business and may again
be called up at another time under the same conditions.
When a bill has been objected to and passed over on the call of the
calendar it is not necessarily lost. The Majority Leader, after consulting
the Minority Leader, determines the time at which the bill will be
considered. At that time, a motion is made to consider the bill. The
motion is debatable if made after the morning hour.
Once a Senator is recognized by the Presiding Officer, the Senator
may speak for as long as the Senator wishes and loses the floor only
when the Senator yields it or takes certain parliamentary actions
that forfeit the Senator's right to the floor. However, a Senator
may not speak more than twice on any one question in debate on the
same legislative day without leave of the Senate. Debate ends when
a Senator yields the floor and no other Senator seeks recognition,
or when a unanimous consent agreement limiting the time of debate
is operating.
On occasion, Senators opposed to a measure may extend debate by making
lengthy speeches intended to prevent or defeat action on the measure.
This is the tactic known as "filibustering". Debate, however,
may be closed if 16 Senators sign a motion to that effect and the
motion is carried by three-fifths of the Senators duly chosen and
sworn. Such a motion is voted on one hour after the Senate convenes,
following a quorum call on the next day after a day of session has
intervened. This procedure is called "invoking cloture". In 1986,
the Senate amended its rules to limit "post-cloture" consideration
to 30 hours. A Senator may speak for not more than one hour and may
yield all or a part of that time to the majority or minority floor
managers of the bill under consideration or to the Majority or Minority
leader. The Senate may increase the time for "post-cloture" debate
by a vote of three-fifths of the Senators duly chosen and sworn. After
the time for debate has expired, the Senate may consider only amendments
actually pending before voting on the bill.
While a measure is being considered it is subject to amendment and
each amendment, including those proposed by the committee that reported
the bill, is considered separately. Generally, there is no requirement
that proposed amendments be germane to the subject matter of the bill
except in the case of general appropriation bills or where "cloture"
has been invoked. Under the rules, a "rider", an amendment proposing
substantive legislation to an appropriation bill, is prohibited. However,
this prohibition may be suspended by two-thirds vote on a motion to
permit consideration of such an amendment on one day's notice in writing.
Debate must be germane during the first three hours after business
is laid down unless determined to the contrary by unanimous consent
or on motion without debate. After final action on the amendments
the bill is ready for engrossment and the third reading, which is
by title only. The Presiding Officer then puts the question on the
passage and a voice vote is usually taken although a yea-and-nay vote
is in order if demanded by one-fifth of the Senators present. A simple
majority is necessary for passage. Before an amended measure is cleared
for its return to the House of Representatives, or an unamended measure
is cleared for enrollment, a Senator who voted with the prevailing
side, or who abstained from voting, may make a motion within the next
two days to reconsider the action. If the measure was passed without
a recorded vote, any Senator may make the motion to reconsider. That
motion is usually tabled and its tabling constitutes a final determination.
If, however, the motion is granted, the Senate, by majority vote,
may either affirm its action, which then becomes final, or reverse
it.
The original engrossed House bill, together with the engrossed Senate
amendments, if any, is then returned to the House with a message stating
the action taken by the Senate. Where amendments have been made
by the Senate, the message requests that the House concur in them.
For a more detailed discussion of Senate procedure, see Enactment
of a Law, by Robert B. Dove, Parliamentarian of the Senate, Senate
Doc. No. 97-20.
XV. FINAL ACTION ON AMENDED BILL
On their return to the House, the official papers relating to the
amended measure are placed on the Speaker's table to await House action
on the Senate amendments. Although rarely exercised, the Speaker has
the authority to refer Senate amendments to the appropriate committee(s)
with or without time limits on their consideration of such amendments.
If the amendments are of a minor or noncontroversial nature, the chairman
of the committee that originally reported the bill-or any Member-may,
at the direction of the committee, ask unanimous consent to take the
bill with the amendments from the Speaker's table and agree to the
Senate amendments. At this point, the Clerk reads the title of the
bill and the Senate amendments. If there is no objection, the amendments
are then declared to be agreed to, and the bill is ready to be enrolled
for presentation to the President. If unanimous consent is not obtainable,
the few bills that do not require consideration in the Committee of
the Whole are privileged and may be called up from the Speaker's table
by motion for immediate consideration of the amendments. A simple
majority is necessary to carry the motion and thereby complete floor
action on the measure. A Senate amendment to a House bill is subject
to a point of order that it must first be considered in the Committee
of the Whole, if, originating in the House, it would be subject to
that point of order. Most Senate amendments require consideration
in the Committee of the Whole and this procedure by privileged motion
is seldom utilized.
REQUEST FOR A CONFERENCE
If, however, the amendments are substantial or controversial, a
Member, usually the chairman of the committee of jurisdiction, may
request unanimous consent to take the House bill with the Senate amendments
from the Speaker's table, disagree to the amendments and request or
agree to a conference with the Senate to resolve the disagreeing votes
of the two Houses. In the case of a Senate bill with House amendments,
the House may insist on the House amendments and request a conference.
For a discussion of bills originating in the Senate, see Part XVI.
If there is objection, the Speaker may recognize a Member for a motion,
authorized by the committee(s) having jurisdiction over the subject
matter of the bill, to (1) disagree to the Senate amendments and ask
for or agree to a conference or (2) insist on the House amendments
to a Senate bill and request or agree to a conference. This may also
be accomplished by a motion to suspend the rules with a two-thirds
vote or by a rule from the Committee on Rules. If there is no objection
to the request, or if the motion is carried, a motion to instruct
the managers of the conference would be in order. This initial motion
to instruct is the prerogative of the minority party. The instructions
to conferees usually urge the managers to accept or reject a particular
Senate or House provision or to take a more generally described political
position to the extent possible within the scope of the conference.
However, such instructions are not binding on House or Senate conferees.
After the motion to instruct is dispensed with, the Speaker then appoints
the managers, as the conferees are called, on the part of the House
and a message is sent to the Senate advising it of the House action.
A majority of the Members appointed to be managers must have been
supporters of the House position, as determined by the Speaker. The
Speaker must appoint Members primarily responsible for the legislation
and must include, to the fullest extent feasible, the principal proponents
of the major provisions of the bill as it passed the House. The Speaker
usually follows the suggestions of the chairman of the committee in
charge of the bill in designating the managers on the part of the
House from among the members of the committee or committee with jurisdiction
over the House or Senate provisions. Occasionally, the Speaker appoints
conferees from more than one committee and may specify the portions
of the House and Senate versions to which they are assigned. The number
is fixed by the Speaker and majority party representation generally
reflects the ratio for the full House committee, but may be greater
on important bills. The Speaker also has the authority to name substitute
conferees on specific provisions and add or remove conferees after
his original appointment. Representation of both major parties is
an important attribute of all our parliamentary procedures but, in
the case of conference committees, it is important that the views
of the House on the House measure be fully represented.
If the Senate agrees to the request for a conference, a similar
committee is appointed by unanimous consent by the Presiding Officer
of the Senate. Both political parties may be represented on the Senate
conference committee. The Senate and House committees need not be
the same size but each House has one vote in conference as determined
by a majority within each set or subset of managers.
The request for a conference can be made only by the body in possession
of the official papers. Occasionally, the Senate, anticipating that
the House will not concur in its amendments, votes to insist on its
amendments and requests a conference on passage of the bill prior
to returning the bill to the House. This practice serves to
expedite the matter because time may be saved by the designation of
the Senate conferees before returning the bill to the House. The matter
of which body requests the conference is not without significance
because the body asking for the conference normally acts last on the
report to be submitted by the conferees and a motion to recommit the
conference report is not available to the body that acts last.
AUTHORITY OF CONFEREES
The conference committee is sometimes popularly referred to as the
"Third House of Congress". Although the managers on the part of each
House meet together as one committee they are in effect two separate
committees, each of which votes separately and acts by a majority
vote. For this reason, the number of managers from each House is largely
immaterial.
The conferees are strictly limited in their consideration to matters
in disagreement between the two Houses. Consequently, they may not
strike out or amend any portion of the bill that was not amended by
the Senate. Furthermore, they may not insert new matter that is not
germane to or that is beyond the scope of the differences between
the two Houses. Where the Senate amendment revises a figure or an
amount contained in the bill, the conferees are limited to the difference
between the two numbers and may neither increase the greater nor decrease
the smaller figure. Neither House may alone, by instructions, empower
its managers to make a change in the text to which both Houses have
agreed, but the managers for both bodies may be given that authority
by a concurrent resolution adopted by a majority of each House.
When a disagreement to an amendment in the nature of a substitute
is committed to a conference committee, managers on the part of the
House may propose a substitute consisting of a germane modification
of the matter in disagreement, but the introduction of language in
that substitute presenting a specific additional topic, question,
issue, or proposition not committed to the conference committee by
either House is not in order. Moreover, their report may not
include matter not committed to the conference committee by either
House. The report may not include a modification of any specific topic,
question, issue, or proposition committed to the conference committee
by either or both Houses if that modification is beyond the scope
of that specific topic, question, issue, or proposition as committed
to the conference committee.
The managers on the part of the House are under specific guidelines
when in conference on general appropriation bills. An amendment by
the Senate to a general appropriation bill which would be in violation
of the rules of the House, if such amendment had originated in the
House, including an amendment changing existing law, providing appropriations
not authorized by law, or providing reappropriations of unexpired
balances, or an amendment by the Senate providing for an appropriation
on a bill other than a general appropriation bill, may not be agreed
to by the managers on the part of the House. However, the House may
grant specific authority to agree to such an amendment by a separate
vote on each specific amendment.
MEETINGS AND ACTION OF CONFEREES
The rules of the House require that one conference meeting be open,
unless the House, in open session, determines by a record vote that
a meeting will be closed to the public. When the report of the conference
committee is read in the House, a point of order may be made that
the conferees failed to comply with the House rule requiring an open
conference meeting. If the point of order is sustained, the conference
report is considered rejected by the House and a new conference is
deemed to have been requested.
There are generally four forms of recommendations available to the
conferees when reporting back to their bodies:
(1) The Senate recede from all (or certain of) its amendments.
(2) The House recede from its disagreement to all (or certain of)
the Senate amendments and agree thereto.
(3) The House recede from its disagreement to all (or certain of)
the Senate amendments and agree thereto with amendments.
(4) The House recede from all (or certain of) its amendments to the
Senate amendments or its amendments to Senate bill.
In many instances, the result of the conference is a compromise growing
out of the third type of recommendation available to the conferees.
The complete report may be composed of any one or more of these recommendations
with respect to the various amendments. Occasionally, on general appropriation
bills with numbered Senate amendments, because of the special rules
preventing House conferees from agreeing to Senate amendments changing
existing law or appropriations not authorized by law, the conferees
find themselves, under the rules or in fact, unable to reach an agreement
with respect to one or more amendments and report back a statement
of their inability to agree on those particular amendments. These
amendments may then be acted upon separately. This partial disagreement
is not practicable where one House strikes out all after the enacting
clause and substitutes its own bill that must be considered as a single
amendment.
If they are unable to reach any agreement whatsoever, the conferees
report that fact to their respective bodies and the amendments are
in the position they were before the conference was requested. New
conferees may be appointed in either or both Houses. In addition,
the Houses may provide a new nonbinding instruction to the conferees
as to the position they are to take.
After House conferees on any bill or resolution in conference between
the two bodies have been appointed for 20 calendar days and have failed
to make a report, the rules of the House provide for a privileged
motion to instruct the House conferees or discharge them and appoint
new conferees. The motion can be made only after the Member announces
his intention to offer the motion and only at a time designated by
the Speaker in the legislative schedule of the following day. In addition,
during the last six days of a session, it is a privileged motion to
move to discharge, appoint, or instruct House conferees after House
conferees have been appointed 36 hours without having made a report.
CONFERENCE REPORTS
When the conferees, by majority vote of each group, have reached
complete agreement or find that they are able to agree with respect
to some but not all separately numbered amendments, they make their
recommendations in a report made in duplicate that must be signed
by a majority of the conferees appointed by each body on each provision
to which they are appointed. The minority portion of the managers
have no authority to file a statement of minority views in connection
with the conference report. The report is required to be printed in
both Houses and must be accompanied by an explanatory statement prepared
jointly by the conferees on the part of the House and the conferees
on the part of the Senate. The statement must be sufficiently detailed
and explicit to inform Congress as to the effect that the amendments
or propositions contained in the report will have on the measure to
which those amendments or propositions relate. The engrossed
bill and amendments and one copy of the report are delivered to the
body that is to act first on the report, usually, the body that had
agreed to the conference requested by the other.
In the Senate, the presentation of a conference report always is
in order except when the Journal is being read, a point of order or
motion to adjourn is pending, or while the Senate is voting or ascertaining
the presence of a quorum. When the report is received, the question
of proceeding to the consideration of the report, if raised, is immediately
voted on without debate. The report is not subject to amendment
in either body and must be accepted or rejected as an entirety. If
the time for debate on the adoption of the report is limited, the
time allotted must be equally divided between the majority and minority
party. The Senate, acting first, prior to voting on agreeing to the
report may by majority vote order it recommitted to the conferees.
When the Senate agrees to the report, its managers are thereby discharged
and it then delivers the original papers to the House with a message
advising that body of its action.
A report that contains any recommendations which extend beyond the
scope of differences between the two Houses is subject to a point
of order in its entirety unless that point of order is waived in the
House by unanimous consent, adoption of a rule reported from the Committee
on Rules, or the suspension of the rules by a two-thirds vote.
The presentation of a conference report in the House always is in
order, except when the Journal is being read, while the roll is being
called, or the House is dividing on any proposition. The report is
considered in the House and may not be sent to the Committee of the
Whole on the suggestion that it contains matters ordinarily requiring
consideration in that Committee. The report may not be received by
the House if the required statement does not accompany it.
However, it is not in order to consider either (1) a conference report
or (2) an amendment (including an amendment in the nature of a substitute)
proposed by the Senate to a measure reported in disagreement between
the two Houses, by a conference report, that the conferees have been
unable to agree, until the third calendar day (excluding Saturdays,
Sundays, and legal holidays unless the House is in session on those
days) after the report and accompanying statement have been filed
in the House. Consideration is then in order only if the report
and accompanying statement have been printed in the Congressional
Record for the day on which the report and statement have been filed.
However, these provisions do not apply during the last six days of
the session. It is also not in order to consider a conference report
or such an amendment unless copies of the report and accompanying
statement, together with the text of the amendment, have been available
to Members for at least two hours before their consideration. By contrast,
it is always in order to call up for consideration a report from the
Committee on Rules on the same day reported only making in order the
consideration of a conference report or such an amendment notwithstanding
the requirement that the report and text of the amendment be available
for at least two hours before the beginning of consideration. The
time allotted for debate on a conference report or such an amendment
is one hour, equally divided between the majority party and the minority
party. However, if the majority and minority floor managers both are
supporters of the conference report, one-third of the debate time
must be allotted to a Member who is opposed to the conference report.
If the House does not agree to a conference report that the Senate
has already agreed to, the report may not be recommitted to conference.
In that situation, the Senate conferees are discharged when the Senate
agrees to the report. The House may then request a new conference
with the Senate and conferees must be reappointed.
When a conference report is called up before the House containing
matter which would be in violation of the rules of the House with
respect to germaneness if the matter had been offered as an amendment
in the House, and which is contained either (1) in the Senate bill
or Senate amendment to the House measure (including a Senate amendment
in the nature of a substitute for the text of that measure as passed
by the House) and accepted by the House conferees or agreed to by
the conference committee with modification or (2) in a substitute
amendment agreed to by the conference committee, a point of order
may be made at the beginning of consideration that nongermane matter
is contained in the report. If the point of order is sustained, it
is in order for the Chair to entertain a motion of high privilege
that the House reject the nongermane matter covered by the point of
order. The motion is debatable for 40 minutes, one-half of the
time to be given to debate in favor of, and one-half in opposition
to, the motion. Notwithstanding the final disposition of a point of
order made with respect to the report, or of a motion to reject nongermane
matter, further points of order may be made with respect to the report,
and further motions may be made to reject other nongermane matter
in the conference report not covered by any previous point of order
which has been sustained. If a motion to reject has been adopted,
after final disposition of all points of order and motions to reject,
the conference report is considered rejected and the question then
pending before the House is whether (1) to recede and concur with
an amendment that consists of that portion of the conference report
not rejected or (2) to insist on the House amendment. If all motions
to reject are defeated and the House thereby decides to permit the
inclusion of the nongermane Senate matter in the conference report,
then, after the allocation of time for debate on the conference report,
it is in order to move the previous question on the adoption of the
conference report.
Similar procedures are available in the House when the Senate proposes
an amendment to a measure that would be in violation of the rule against
nongermane amendments, and thereafter it is (1) reported in disagreement
by a committee of conference or (2) before the House and the stage
of disagreement is reached.
The numbered amendments of the Senate reported from conference in
disagreement may be voted on separately and may be adopted by a majority
vote after the adoption of the conference report itself as though
no conference had been had with respect to those amendments. The Senate
may recede from all amendments, or from certain of its amendments,
insisting on the others with or without a request for a further conference
with respect to them. If the House does not accept the amendments
insisted on by the Senate, the entire conference process may begin
again with respect to them. One House may also further amend an amendment
of the other House until the third degree stage of amendment within
that House is reached.
CUSTODY OF PAPERS
The custody of the original official papers is important in conference
procedure because either body may act on a conference report only
when in possession of the papers. The papers are transmitted to the
body agreeing to the conference and from that body to the managers
of the House that asked for the conference. The latter in turn
carry the papers with them to the conference and at its conclusion
turn them over to the managers of the House that agreed to the conference.
The managers of the House that agreed to the conference deliver them
to their own House, that acts first on the report, and then delivers
the papers to the other House for final action on the report. However,
if the managers on the part of the House agreeing to the conference
surrender the papers to the House asking for the conference, the report
may be acted on first by the House asking for the conference.
At the conclusion of the conference, each group of conferees retains
one copy of the report that has been made in duplicate and signed
by a majority of the managers of each body. The House copy is signed
first by the House managers and the Senate copy is signed first by
its managers.
A bill cannot become a law of the land until it has been approved
in identical form by both Houses of Congress. When the bill has finally
been approved by both Houses, all the original papers are transmitted
to the enrolling clerk of the body in which the bill originated.
XVI. BILL ORIGINATING IN SENATE
The preceding discussion has described the legislative process for
bills originating in the House. When a bill originates in the Senate,
this process is reversed. When the Senate passes a bill that originated
in the Senate, it is sent to the House for consideration. The bill
is referred to the appropriate House committee for consideration or
held at the Speaker's desk for possible amendment following action
on a companion House bill. If the committee reports the bill to the
full House and if the bill is passed by the House without amendment,
it is ready for enrollment. If the House passes an amended version
of the Senate bill, the bill is returned to the Senate for action
on the House amendments. The Senate may agree to the amendments or
request a conference to resolve the disagreement over the House amendments.
In accordance with the Constitution, the Senate cannot originate revenue
measures. If the Senate does originate a revenue measure, it can be
returned to the Senate by a vote of the House as an infringement of
the constitutional prerogative of the House.
XVII. ENROLLMENT
When the bill has been agreed to in identical form by both bodies-either
without amendment by the Senate, or by House concurrence in the Senate
amendments, or by agreement in both bodies to the conference report-a
copy of the bill is enrolled for presentation to the President.
The preparation of the enrolled bill is a painstaking and important
task because it must reflect precisely the effect of all amendments,
either by way of deletion, substitution, or addition, agreed to by
both bodies. The enrolling clerk of the House, with respect to bills
originating in the House, receives the original engrossed bill, the
engrossed Senate amendments, the signed conference report, the several
messages from the Senate, and a notation of the final action by the
House, for the purpose of preparing the enrolled copy. From these
the enrolling clerk must prepare meticulously the final form of the
bill, as it was agreed to by both Houses, for presentation to the
President. On occasion, as many as 500 amendments have been adopted,
each of which must be set out in the enrollment exactly as agreed
to, and all punctuation must be in accord with the action taken.
The enrolled bill is printed on parchment paper and certified by
the Clerk of the House stating that the bill originated in the House
of Representatives. A bill originating in the Senate is examined and
certified by the Secretary of the Senate. A House bill is then examined
for accuracy by the Committee on House Administration. When the committee
is satisfied with the accuracy of the bill, the chairman of the committee
attaches a slip stating that it finds the bill truly enrolled and
sends it to the Speaker of the House for signature. All bills,
regardless of the body in which they originated, are signed first
by the Speaker and then by the Vice President of the United States,
who, under the Constitution, serves as the President of the Senate.
The President pro tempore of the Senate may also sign enrolled bills.
The Speaker of the House may sign enrolled bills whether or not the
House is in session. The President of the Senate may sign bills only
while the Senate is actually sitting but advance permission is normally
granted to sign during a recess or after adjournment. If the Speaker
or the President of the Senate is unable to sign the bill, it may
be signed by an authorized Member of the respective House. After both
signatures are affixed, a House bill is returned to the Committee
on House Administration for presentation to the President for action
under the Constitution. A Senate bill is presented to the President
by the Secretary of the Senate.
XVIII. PRESIDENTIAL ACTION
Article I, Section 7, of the Constitution provides in part that-
Every Bill which shall have passed the House of Representatives and
the Senate, shall, before it becomes a Law, be presented to the President
of the United States.
In actual practice, a clerk of the Committee on House Administration,
or the Secretary of the Senate when the bill originated in that body,
delivers the original enrolled bill to a clerk at the White House
and obtains a receipt. The fact of the delivery is then reported to
the House by the chairman of the committee. Delivery to a White House
clerk has customarily been regarded as presentation to the President
and as commencing the 10-day constitutional period for presidential
action.
Copies of the enrolled bill usually are transmitted by the White
House to the various departments interested in the subject matter
so that they may advise the President on the issues surrounding the
bill.
If the President approves the bill, he signs it and usually writes
the word "approved" and the date. However, the Constitution requires
only that the President sign it.
The bill may become law without the President's signature by virtue
of the constitutional provision that if the President does not return
a bill with objections within 10 days (excluding Sundays) after it
has been presented to the President, it become law as if the President
had signed it. However, if Congress by their adjournment prevent its
return, it does not become law. The latter event is known as
a "pocket veto"; that is, the bill does not become law even though
the President has not sent his objections to the Congress. The Congress
has interpreted the President's ability to pocket veto a bill to be
limited to final adjournment "sine die" of a Congress where Congress
has finally prevented return by the originating House and not to interim
adjournments or first session adjournments where the originating House
of Congress through its agents is able to receive a veto message for
subsequent reconsideration by that Congress when it reconvenes. The
extent of pocket veto authority has not been definitively decided
by the courts.
Notice of the signing of a bill by the President is sent by message
to the House in which it originated and that House informs the other,
although this action is not necessary for the act to be valid. The
action is also noted in the Congressional Record.
A bill becomes law on the date of approval or passage over the President's
veto, unless it expressly provides a different effective date.
VETO MESSAGE
By the terms of the Constitution, if the President does not approve
the bill "he shall return it, with his Objections to that House in
which it shall have originated, who shall enter the Objections at
large on their Journal, and proceed to reconsider it". A bill returned
with the President's objections, need not be voted on at once when
laid before the House since the vetoed bill can be postponed, referred
back to committee, or tabled before the question on passage is pending.
A vetoed bill is always privileged until directly voted upon, and
a motion to take it from the table or from committee is in order at
any time.
Once the relevant Member moves the previous question on the question
of override, the question is then put by the Speaker as follows: "Will
the House on reconsideration agree to pass the bill, the objections
of the President to the contrary notwithstanding?". Under the Constitution,
a vote by the yeas and nays is required to pass a bill over the President's
veto. The Clerk activates the electronic system or calls the
roll with those in favor of passing the bill answering "Aye", and
those opposed "No". If fewer than two-thirds of the Members present
vote in the affirmative, a quorum being present, the bill is rejected,
and a message is sent to the Senate advising that body of the House
action. However, if two-thirds vote in the affirmative, the bill is
sent with the President's objections to the Senate, unless that body
has acted first, together with a message advising it of the action
in the House.
The procedure in the Senate is the same as a two-thirds affirmative
vote is also necessary to pass the bill over the President's objections.
If the Senate joins the House and votes two-thirds in the affirmative
to pass the bill, the measure becomes the law of the land notwithstanding
the objections of the
President, and it is ready for publication as a binding statute.
LINE ITEM VETO
From 1997 until it was declared unconstitutional in 1998, the Line
Item Veto Act provided the President authority to cancel certain individual
items contained in a bill or joint resolution that he had signed into
law. The law allowed the President to cancel only three types of fiscal
items: a dollar amount of discretionary budget authority, an item
of new direct spending, and a tax change benefiting a class of 100
or fewer. The cancellations had to be received by the House and Senate
within five calendar days of the enactment of such a law and were
effective unless disapproved. The President had to submit a single
message to both Houses containing all the cancellations per law. The
Act also provided special expedited procedures by which the House
and Senate could consider a bill or joint resolution disapproving
a President's cancellation. Such a "disapproval bill" was subject
to a majority vote in the House and Senate and was presented to the
President for his signature or veto under the Constitution. If the
disapproval bill were vetoed by the President, the House and Senate
could override the veto by a two-thirds vote in each House in which
case the President's cancellations would be null and void. While the
Act has not been repealed, the Supreme Court in Clinton v. City of
New York, 118 S. Ct. 2091, (1998) struck down the Line Item Veto Act
as unconstitutional.
XIX. PUBLICATION
One of the important steps in the enactment of a valid law is the
requirement that it shall be made known to the people who are to be
bound by it. There would be no justice if the state were to hold its
people responsible for their conduct before it made known to them
the unlawfulness of such behavior. In practice, our laws are published
immediately upon their enactment so that the public will be aware
of them.
If the President approves a bill, or allows it to become law without
signing it, the original enrolled bill is sent from the White House
to the Archivist of the United States for publication. If a bill is
passed by both Houses over the objections of the President, the body
that last overrides the veto transmits it. It is then assigned a public
law number, and paginated for the Statutes at Large volume covering
that session of Congress. The public and private law numbers run in
sequence starting anew at the beginning of each Congress and since
1957 are prefixed for ready identification by the number of the Congress.
For example, the first public law of the 106th Congress is designated
Public Law 106-1 and the first private law of the 106th Congress is
designated Private Law 106-1. Subsequent laws of this Congress
also will contain the same prefix designator.
SLIP LAWS
The first official publication of the statute is in the form generally
known as the "slip law". In this form, each law is published separately
as an unbound pamphlet. The heading indicates the public or private
law number, the date of approval, and the bill number. The heading
of a slip law for a public law also indicates the United States Statutes
at Large citation. If the statute has been passed over the veto of
the President, or has become law without the President's signature
because he did not return it with objections, an appropriate statement
is inserted instead of the usual notation of approval.
The Office of the Federal Register, National Archives and Records
Administration prepares the slip laws and provides marginal editorial
notes giving the citations to laws mentioned in the text and other
explanatory details. The marginal notes also give the United States
Code classifications, enabling the reader immediately to determine
where the statute will appear in the Code. Each slip law also includes
an informative guide to the legislative history of the law consisting
of the committee report number, the name of the committee in each
House, as well as the date of consideration and passage in each House,
with a reference to the Congressional Record by volume, year, and
date. A reference to presidential statements relating to the
approval of a bill or the veto of a bill when the veto was overridden
and the bill becomes law is included in the legislative history as
a citation to the Weekly Compilation of Presidential Documents.
Copies of the slip laws are delivered to the document rooms of both
Houses where they are available to officials and the public. They
may also be obtained by annual subscription or individual purchase
from the Government Printing Office and are available in electronic
form for computer access. Section 113 of title 1 of the United States
Code provides that slip laws are competent evidence in all the federal
and state courts, tribunals, and public offices.
STATUTES AT LARGE
The United States Statutes at Large, prepared by the Office of the
Federal Register, National Archives and Records Administration, provide
a permanent collection of the laws of each session of Congress in
bound volumes. The latest volume containing the laws of the first
session of the 105th Congress is number 111 in the series. Each volume
contains a complete index and a table of contents. From 1956 through
1976, each volume contained a table of earlier laws affected. These
tables were cumulated for 1956-1970 and supplemented for 1971-1975
in pamphlet form and discontinued in 1976. From 1963 through 1974,
each volume also contained a most useful table showing the legislative
history of each law in the volume. This latter table was not included
in subsequent volumes because the legislative histories have appeared
at the end of each law since 1975. There are also extensive marginal
notes referring to laws in earlier volumes and to earlier and later
matters in the same volume.
Under the provisions of a statute originally enacted in 1895, these
volumes are legal evidence of the laws contained in them and will
be accepted as proof of those laws in any court in the United States.
The Statutes at Large are a chronological arrangement of the laws
exactly as they have been enacted. There is no attempt to arrange
the laws according to their subject matter or to show the present
status of an earlier law that has been amended on one or more occasions.
The code of laws serves that purpose.
UNITED STATES CODE
The United States Code contains a consolidation and codification
of the general and permanent laws of the United States arranged according
to subject matter under 50 title headings, in alphabetical order to
a large degree. It sets out the current status of the laws, as amended,
without repeating all the language of the amendatory acts except where
necessary for that purpose. The Code is declared to be prima facie
evidence of those laws. Its purpose is to present the laws in a concise
and usable form without requiring recourse to the many volumes of
the Statutes at Large containing the individual amendments.
The Code is prepared by the Law Revision Counsel of the House of
Representatives. New editions are published every six years and cumulative
supplements are published after the conclusion of each regular session
of the Congress. The Code is also available in electronic form for
computer access.
Twenty-three of the 50 titles have been revised and enacted into
positive law, and two have been eliminated by consolidation with other
titles. Titles that have been revised and enacted into positive law
are legal evidence of the law and the courts will receive them as
proof of those laws. Eventually all the titles will be revised and
enacted into positive law. At that point, they will be updated by
direct amendment.
APPENDIX
SELECT LIST OF GOVERNMENT PUBLICATIONS
Constitution of the United States of America: Analysis and Interpretation,
with annotations of cases decided by the Supreme Court of the United
States to June 29, 1992; prepared by Congressional Research Service,
Library of Congress, Johnny H. Killian, George A. Costello, co-editors:
Senate Document 103-6 (1996).
House Rules and Manual: Constitution, Jefferson's Manual, and Rules
of the House of Representatives of the United States, prepared by
Charles W. Johnson, Parliamentarian of the House, House Document 104-272
(1997). New editions are published each Congress.
Senate Manual: Containing the rules, orders, laws, and resolutions
affecting the business of the United States Senate; Jefferson's Manual,
Declaration of Independence, Articles of Confederation, Constitution
of the United States, etc., prepared under the direction of Senate
Committee on Rules and Administration. New editions are published
each Congress.
Hinds' and Cannon's Precedents of the House of Representatives: Including
references to provisions of the Constitution, laws, and decisions
of the Senate, by Asher C. Hinds. Vols. 1-5 (1907).
Vols. 6-8 (1935), as compiled by Clarence Cannon, are supplementary
to vols. 1-5 and cover the 28-year period from 1907 to 1935, revised
up to and including the 73d Congress. Vols. 9-11 (1941) are
index-digest to vols. 1-8.
Deschler-Brown Precedents of the United States House of Representatives:
Including references to provisions of the Constitution and laws, and
to decisions of the courts, covering the period from 1928 to date,
by Lewis Deschler, J.D., D.J., M.P.L., LL.D., Parliamentarian of the
House (1928-1974), Wm. Holmes Brown, Parliamentarian of the House
(1974-1994). Vols. 1-15 have been published, additional volumes in
preparation.
Cannon's Procedure in the House of Representatives: By Clarence
Cannon, A.M., LL.B., LL.D., Member of Congress, sometime Parliamentarian
of the House, Speaker pro tempore, Chairman of the Committee of the
Whole, Chairman of the Committee on Appropriations, etc.
House Practice, A Guide to the Rules, Precedents and Procedures of
the House: By Wm. Holmes Brown, Parliamentarian of the House
(1974-1994)
Procedure in the U.S. House of Representatives, Fourth Edition (1982)
(1987 Supp.): By Lewis Deschler, J.D., D.J., M.P.L., LL.D.,
Parliamentarian of the House (1928-1974), and Wm. Holmes Brown, Parliamentarian
of the House (1974-1994).
Senate Procedure: By Floyd M. Riddick, Parliamentarian Emeritus
of the Senate, Alan S. Frumin, Parliamentarian of the Senate: Senate
Document No. 101-28 (1992).
Calendars of the House of Representatives and History of Legislation:
Published each day the House is in session; prepared under the direction
of the Clerk of the House of Representatives.
Committee Calendars: Published periodically by most of the
standing committees of the House of Representatives and Senate, containing
the history of bills and resolutions referred to the particular committee.
Digest of Public General Bills and Resolutions: A brief synopsis
of public bills and resolutions, and changes made therein during the
legislative process; prepared by American Law Division, Congressional
Research Service, Library of Congress.
Congressional Record: Proceedings and debates of the House
and Senate, published daily, and bound with an index and history of
bills and resolutions at the conclusion of each session of the Congress.
The record of debates prior to 1874 was published in the Annals of
Congress (1789-1824), The Register of Debates (1824-1837), and the
Congressional Globe (1833-1873).
Journal of the House of Representatives: Official record of
the proceedings of the House, published at the conclusion of each
session under the direction of the Clerk of the House.
Journal of the United States Senate: Official record of the
proceedings of the Senate, published at the conclusion of each session
under the direction of the Secretary of the Senate.
United States Statutes at Large: Containing the laws and concurrent
resolutions enacted, and reorganization plans and proclamations promulgated
during each session of the Congress, published annually under the
direction of the Archivist of the United States by the Office of the
Federal Register, National Archives and Records Administration, Washington,
D.C. 20408. Supplemental volumes: Tables of Laws Affected, Volumes
70-84 (1956-1970), Volumes 85-89 (1971-1975), containing tables of
prior laws amended, repealed, or patently affected by provisions of
public laws enacted during that period. Additional parts, containing
treaties and international agreements other than treaties, published
annually under the direction of the Secretary of State until 1950.
United States Code: The general and permanent laws of the United
States in force on the day preceding the commencement of the session
following the last session the legislation of which is included: arranged
in 50 titles; prepared under the direction and supervision of the
Law Revision Counsel of the House of Representatives. New editions
are published every six years and cumulative supplements are published
annually.
Federal Register: Presidential Proclamations, Executive Orders,
and federal agency orders, regulations, and notices, and general documents
of public applicability and legal effect, published daily. The regulations
therein amend the Code of Federal Regulations. Published by the Office
of the Federal Register, National Archives and Records Administration,
Washington, D.C. 20408.
Code of Federal Regulations: Cumulates in bound volumes the
general and permanent rules and regulations of Federal agencies published
in the Federal Register, including Presidential documents. Each volume
of the Code is revised at least once each calendar year and issued
on a quarterly basis. Published by the Office of the Federal Register,
National Archives and Records Administration, Washington, D.C. 20408.
Weekly Compilation of Presidential Documents: Containing statements,
messages, and other presidential materials released by the White House
up to 5:00 p.m. Friday of each week, published every Monday by the
Office of the Federal Register, National Archives and Records Administration,
Washington, D.C. 20408.
History of the United States House of Representatives: Prepared by
Congressional Research Service, Library of Congress, House Document
103-324.
The Senate, 1789-1989, Addresses on the History of the United States
Senate, Vol. 1: by Senator Robert C. Byrd, Senate Document No.
100-20 (1988).
Historical Almanac of the United States Senate: by Senator
Bob Dole, Senate Document No. 100-35 (1989).